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Heather M Roy

Morgan Stanley

Seattle, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-13
WA RA APPROVED 2022-04-08
  • TX RA
    APPROVED
    Since 2023-03-13
  • WA RA
    APPROVED
    Since 2022-04-08

Branch Locations

601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Seattle WA 09/2021 Present
Roundglass Llc Bellevue WA 10/2019 04/2021
Inslee Best Doezie & Ryder Bellevue WA 12/2018 12/2019
Socius Law Group Seattle WA 11/2017 12/2018
Law Office Of Heather M. Roy Issaquah WA 06/2004 10/2017
None Issaquah WA 05/2021 09/2021
Morgan Stanley Private Bank, N.A New York NY 04/2022 Present
  • 09/2021 → Present
    Seattle, WA
  • 10/2019 → 04/2021
    Roundglass Llc
    Bellevue, WA
  • 12/2018 → 12/2019
    Inslee Best Doezie & Ryder
    Bellevue, WA
  • 11/2017 → 12/2018
    Socius Law Group
    Seattle, WA
  • 06/2004 → 10/2017
    Law Office Of Heather M. Roy
    Issaquah, WA
  • 05/2021 → 09/2021
    None
    Issaquah, WA
  • 04/2022 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Other Businesses

Royal Cedars Limited Business is not investment related and does not hold any assets of any sort; it only receives income from spouse's employment 550 S. Michigan Street, Seattle, Washington closely held S Corp for the passive receipt of income related to spousal income Vice President and Secretary Start date: 08/2004 less than 3 hours per year devoted to the business no hours devoted during securities trading hours Duties to family S Corp include payment of income taxes and annual filing report with Washington Secretary of State *632842- Rental Property; Investment related: Yes; Everett, Washington; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2024; During business hours: 0; After business hours: 1; Property Management *632844- Rental Property; Investment related: Yes; Everett, Washington; Rental Property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2024; During business hours: 0; After business hours: 1; Property Management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
  • S66 Uniform Combined State Law Examination
    2022-04-08
Other Names
  • Heather Marie Leonard

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