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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-03-19
TX RA APPROVED_RES 2025-03-19
TN RA APPROVED 2024-02-05
  • LA RA
    APPROVED
    Since 2025-03-19
  • TX RA
    APPROVED_RES
    Since 2025-03-19
  • TN RA
    APPROVED
    Since 2024-02-05

Branch Locations

555 Marriott Drive Suite 150, Nashville, TN 37219 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union University Jackson TN 01/2018 03/2020
Union University Jackson TN 03/2020 08/2021
Union University Jackson TN 08/2014 05/2018
Union University Jackson TN 08/2016 01/2018
Self-Employed Jackson TN 01/2021 08/2021
Raymond James Financial Services, Inc. Nashville TN 08/2021 01/2024
Southwestern Investment Group Nashville TN 08/2021 11/2022
Southwestern Investment Advisory Services Nashville TN 10/2021 11/2022
Sagespring Wealth Partners Nashville TN 11/2022 01/2024
Seven Arrows, Llc Nashville TN 01/2024 Present
Steward Partners Investment Solutions, Llc Nashville TN 01/2024 Present
Steward Partners Investment Advisory, Llc Nashville TN 01/2024 Present
  • 01/2018 → 03/2020
    Union University
    Jackson, TN
  • 03/2020 → 08/2021
    Union University
    Jackson, TN
  • 08/2014 → 05/2018
    Union University
    Jackson, TN
  • 08/2016 → 01/2018
    Union University
    Jackson, TN
  • 01/2021 → 08/2021
    Self-Employed
    Jackson, TN
  • 08/2021 → 01/2024
    Raymond James Financial Services, Inc.
    Nashville, TN
  • 08/2021 → 11/2022
    Southwestern Investment Group
    Nashville, TN
  • 10/2021 → 11/2022
    Southwestern Investment Advisory Services
    Nashville, TN
  • 11/2022 → 01/2024
    Nashville, TN
  • 01/2024 → Present
    Seven Arrows, Llc
    Nashville, TN
  • 01/2024 → Present
    Steward Partners Investment Solutions, Llc
    Nashville, TN
  • 01/2024 → Present
    Nashville, TN
Previous Registrations
Other Businesses

(1) Name of Business: Aull Wealth Team Address: 2451 Atrium Way, Nashville, TN, 37214, United States Activity Type: Support Company - Non-Owner Position/Title: Independent Contractor Investment Related: Yes; Start Date: 04/20/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Mentee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-05
  • S66 Uniform Combined State Law Examination
    2021-10-05
Other Names
  • Stephen Neu

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