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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-14
CA RA APPROVED 2024-01-08
  • TX RA
    APPROVED
    Since 2024-02-14
  • CA RA
    APPROVED
    Since 2024-01-08

Branch Locations

3550 Vine St, Riverside, CA 92507 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Velocity Truck Rental And Leasing Fontana CA 08/2020 09/2021
Best Buy Tucson AZ 08/2018 07/2020
Buffalo Wild Wings Eastvale CA 05/2017 08/2017
University Of Arizona Tucson AZ 08/2016 08/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2021 02/2022
Northwestern Mutual Investment Services Llc Ontario CA 02/2022 07/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grand Terrace CA 07/2022 Present
  • 08/2020 → 09/2021
    Velocity Truck Rental And Leasing
    Fontana, CA
  • 08/2018 → 07/2020
    Best Buy
    Tucson, AZ
  • 05/2017 → 08/2017
    Buffalo Wild Wings
    Eastvale, CA
  • 08/2016 → 08/2020
    University Of Arizona
    Tucson, AZ
  • 10/2021 → 02/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2022 → 07/2022
    Northwestern Mutual Investment Services Llc
    Ontario, CA
  • 07/2022 → Present
    Grand Terrace, CA
Other Businesses

I* 1739301 For profit or not for profit: Entity For Profit Name of outside business organization: Jaramillo Transport Investment related: no Address of business: Eastvale, CA, 92880 Nature of business: Limited Liability Company Position, title, association: Owner Start date of relationship: 03/11/2024 Number of hours devoted: 5 weekly Number of hours devoted during trading hours: 0 Duties: The nature of the business is a drive away vehicle transport service that is intended to help the dealerships in moving vehicles from different dealerships without having to pull a mechanic from a vehicle slowing down maintenance production. My responsibilities would be to obtain clients (car dealerships), keep track of all transactions (fee for service) and drive the vehicle that is needed to be transported to the drop off location.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05
Other Names
  • Anthony Jaramillo

View on SEC IAPD

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