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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-25
CA RA APPROVED 2022-05-03
  • TX RA
    APPROVED_RES
    Since 2025-04-25
  • CA RA
    APPROVED
    Since 2022-05-03

Branch Locations

2601 Saturn St Ste 100, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
County Of Orange, Auditor Controller Santa Ana CA 11/2017 08/2021
Costco Wholesale Westminster CA 08/2005 11/2017
Independent Cosmetologist Fullerton CA 07/2007 Present
Riggs Salon & Gallery Fullerton CA 07/2007 Present
Raymond James Financial Services Advisors Brea CA 05/2022 Present
  • 11/2017 → 08/2021
    County Of Orange, Auditor Controller
    Santa Ana, CA
  • 08/2005 → 11/2017
    Costco Wholesale
    Westminster, CA
  • 07/2007 → Present
    Independent Cosmetologist
    Fullerton, CA
  • 07/2007 → Present
    Riggs Salon & Gallery
    Fullerton, CA
  • 05/2022 → Present
    Raymond James Financial Services Advisors
    Brea, CA
Other Businesses

Name of Business: Blunt Wealth Services Address: 2601 Saturn Street Suite 100, Brea, CA 92821 Activity Type: Support Company - Non Owner Position Title: Associate/Employee Investment Related: No Start Date: 08/16/2021 Hours per month devoted to this business during trading hours: Description of duties: 41+

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-26
  • S66 Uniform Combined State Law Examination
    2022-04-26
Other Names
  • Carrie Botana

View on SEC IAPD

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