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14300 North Northsight Blvd Suite 120, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-24 |
| AZ | RA | APPROVED | 2023-03-06 |
Branch Locations
14300 North Northsight Blvd Suite 120, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amphitheater Schools | Tucson | AZ | 07/2000 | 12/2021 |
| Kinghorn Financial, Llc | Tucson | AZ | 08/2021 | 02/2023 |
| Kinghorn Law | Financial | Tucson | AZ | 07/2021 | 01/2023 |
| Csp Financial Group, Llc | Scottsdale | AZ | 02/2023 | Present |
| Mandi Hering, Sole Proprietor | Tucson | AZ | 03/2023 | Present |
| Hering Group, Llc Fka Dewiza Financial, Llc | Tucson | AZ | 02/2023 | Present |
1) Hering Group, LLC fka Dewiza Financial, LLC; Not investment Related; United Healthcare Medicare Advantage Plans Agent; Started 02/2023; Approximately 80 hours per month during securities trading hours. 2) Mandi Marie Hering, Sole Proprietor; Investment Related; Tucson, AZ; Insurance Agent; Fixed Insurance Sales; Started 03/2023; Approximately 10 hours spent per month during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-14 |
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