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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-11-21 |
Branch Locations
1590 Grant Ave, Novato, CA 94945 • United States
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Petaluma | CA | 08/2001 | 05/2025 |
| Wells Fargo Advisors Llc | Petaluma | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Petaluma | CA | 11/2016 | 05/2025 |
| U.S. Bank | Novato | CA | 05/2025 | 11/2025 |
| U.S. Bancorp Investments, Inc. | Novato | CA | 05/2025 | 11/2025 |
| Wells Fargo Bank, Na | Novato | CA | 11/2025 | Present |
| Wells Fargo Clearing Services, Llc | Novato | CA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-24 |
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