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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-12
  • TX RA
    APPROVED_RES
    Since 2024-01-12

Branch Locations

301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Shore Optical Peabody MA 02/2016 07/2020
Unemployed Beverly MA 07/2020 08/2021
Northwestern Mutual Life Insurance Company Portsmouth NH 10/2021 12/2023
Northwestern Mutual Investment Services Llc Portsmouth NH 08/2021 12/2023
Northwestern Mutual Wealth Management Company Portsmouth NH 05/2022 12/2023
Massmutual Life Insurance Co Wakefield MA 11/2023 Present
Mml Investors Services, Llc Wakefield MA 12/2023 Present
  • 02/2016 → 07/2020
    North Shore Optical
    Peabody, MA
  • 07/2020 → 08/2021
    Unemployed
    Beverly, MA
  • 10/2021 → 12/2023
    Northwestern Mutual Life Insurance Company
    Portsmouth, NH
  • 08/2021 → 12/2023
    Northwestern Mutual Investment Services Llc
    Portsmouth, NH
  • 05/2022 → 12/2023
    Northwestern Mutual Wealth Management Company
    Portsmouth, NH
  • 11/2023 → Present
    Massmutual Life Insurance Co
    Wakefield, MA
  • 12/2023 → Present
    Wakefield, MA
Other Businesses

Name: Paul Madore Chorale Inv rel: N Add: First Baptist Church, 221 Cabot Street, Beverly, MA 01915 Nature: Chorus Musician Position: Soloist Start date: 09/30/2023 No. HR/MO: 12 No. HR/MO dur trading: 0 Describe duties: Sing solos at seasonal concerts twice a year.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-04
  • S63 Uniform Securities Agent State Law Examination
    2022-04-04
Other Names
  • Amy Coulombe
  • Amy Coulombe
  • Amy Madden

View on SEC IAPD

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