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Pamela R Sullivan

Wells Fargo Clearing Services, LLC

Beverly Hills, CA

Tarpon Springs, FL

Los Angeles, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-12-21
  • CA RA
    APPROVED
    Since 2021-12-21

Branch Locations

433 N Camden Dr 9Th & 12Th Fls [La-Rbo], Beverly Hills, CA 90210 • United States

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Beverly Hills CA 04/2001 Present
Wells Fargo Clearing Services Beverly Hills CA 07/2021 Present
  • 04/2001 → Present
    Wells Fargo Bank
    Beverly Hills, CA
  • 07/2021 → Present
    Wells Fargo Clearing Services
    Beverly Hills, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-21
  • S66 Uniform Combined State Law Examination
    2021-12-21
Other Names
  • Pamela Susan Rule

View on SEC IAPD

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