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Kristia Faye Pollock

Edward Jones

Estherville, IA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
IA RA APPROVED 2022-07-13
  • TX RA
    APPROVED
    Since 2022-11-16
  • IA RA
    APPROVED
    Since 2022-07-13

Branch Locations

1033 Central Avenue, Estherville, IA 51334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2021 05/2022
Northstar Bank Estherville IA 02/2006 08/2021
Edward Jones St Louis MO 05/2022 Present
  • 08/2021 → 05/2022
    Edward Jones
    St Louis, MO
  • 02/2006 → 08/2021
    Northstar Bank
    Estherville, IA
  • 05/2022 → Present
    Edward Jones
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-12
  • S66 Uniform Combined State Law Examination
    2022-07-12
Other Names
  • Kristia Faye Dalen

View on SEC IAPD

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Other Offices

EDWARD JONES · SPIRIT LAKE, IA
LPL FINANCIAL LLC · SPIRIT LAKE, IA
NORTHWEST WEALTH MANAGEMENT, LLC · SPIRIT LAKE, IA
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STATE FARM INVESTMENT MANAGEMENT CORP. · Spirit Lake, IA
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