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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-07 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
550 S Tryon St, Charlotte, NC 28202 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-08 |
Branch Locations
550 S Tryon St 40Th And 42Nd Fls, Charlotte, NC 28202 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Charlotte | NC | 08/2021 | Present |
| Us Tech Solutions | Jersey City | NJ | 08/2021 | 11/2021 |
| Platos Closet | Charlotte | NC | 05/2018 | 08/2019 |
| Advanceone Development, Llc | Charlotte | NC | 05/2019 | 08/2019 |
| Instacart | Charlotte | NC | 06/2020 | Present |
| Charlotte Christian School | Charlotte | NC | 08/2013 | 05/2017 |
| Lenoir-Rhyne University | Hickory | NC | 08/2017 | 05/2018 |
| University Of South Carolina | Columbia | SC | 08/2018 | 05/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-22 |
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