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Cindy Louise Gray

Wells Fargo Clearing Services, LLC

San Jose, CA

Los Gatos, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-03
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2025-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

50 W Fernando St. 15Th Fl, Ste 1500 [Lk/Nh-Rbo], San Jose, CA 95113 • United States

16100 Los Gatos Blvd, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Campbell CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Campbell CA 11/2016 Present
Previous Registrations
  • 2006-09-04 → 2011-01-03
    Wells Fargo Investments, Llc
    San Jose, CA
    San Jose, CA
    Sunnyvale, CA
    Redwood City, CA
    Redwood City, CA
    San Francisco, CA
    San Francisco, CA
    San Jose, CA
    Oakland, CA
    Oakland, CA
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; ROSEVILLE, CA; 100% OWNERSHIP; START 7/09; 0 HRS PER MONTH 0 DURING TRADING |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-01
  • S66 Uniform Combined State Law Examination
    2006-09-01
Other Names
  • Cindy Louise Gomes
  • Cindy Louise Gray
  • Cindy Louise Gray

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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