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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-12-07 |
| TX | RA | APPROVED_RES | 2022-07-07 |
Branch Locations
16700 Statesville Rd, Huntersville, NC 28078 • United States
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Charlotte | NC | 08/2021 | Present |
| Us Tech Solutions | Jersey City | NJ | 08/2021 | Present |
| Buffalo Wild Wings | Erie | PA | 11/2018 | 07/2021 |
| Moon Twp Municipal Authority | Moon Twp | PA | 05/2017 | 08/2018 |
| Artsy Doodle Crafts Studio | Beaver | PA | 08/2013 | 08/2018 |
| Penn State University | Erie | PA | 08/2016 | 05/2021 |
TBD - KUHN'S PRINTING LLC; INV RELATED;-,NC; 3D PRINTING BUSINESS;100% OWNERSHIP; START DATE: 06/10/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-17 |
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