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Adam James Nowak

Wells Fargo Clearing Services, LLC

Alexandria, VA

CRD 7426560

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-18
VA RA APPROVED 2022-10-20
  • TX RA
    APPROVED
    Since 2023-01-18
  • VA RA
    APPROVED
    Since 2022-10-20

Branch Locations

1900 Duke St Ste 100, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Alexandria VA 08/2021 Present
Unemployed Westborough MA 05/2021 08/2021
University Of Wisconsin-Madison Madison WI 05/2017 05/2021
Westborough High School Westborough MA 08/2014 05/2017
  • 08/2021 → Present
    Wells Fargo Clearing Services, Llc
    Alexandria, VA
  • 05/2021 → 08/2021
    Unemployed
    Westborough, MA
  • 05/2017 → 05/2021
    University Of Wisconsin-Madison
    Madison, WI
  • 08/2014 → 05/2017
    Westborough High School
    Westborough, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-14
  • S66 Uniform Combined State Law Examination
    2022-10-14
Other Names
  • Aj Nowak
  • Adam Nowak

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
INTEGRATED WEALTH CONCEPTS LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Nearby Investors

Cristina Gabalda
MARIO GABALDA
JOHN. W EXNER

Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Alexandria, VA
INTEGRATED WEALTH CONCEPTS LLC · Alexandria, VA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Alexandria, VA

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