Ping Shuang Cathy Wu

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 09/2016
  Cathy Bank
  City Of Industry, CA
• 09/2013 → Present
  Cetera Investment Services
  St Cloud, MN
• 01/2014 → Present
  Cetera Investment Advisers Llc
  Torrance, CA
• 09/2016 → Present
  East West Bank
  Torrance, CA

Previous Registrations

• 2010-01-01 → 2013-04-15
  Ubs Financial Services Inc.
  San Diego, CA
  Weehawken, NJ
  Pasadena, CA
  San Diego, CA
• 2009-08-17 → 2010-01-01
  Ubs International Inc.
  Pasadena, CA
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2009-08-15
• S63 Uniform Securities Agent State Law Examination
  2007-08-13

Other Names

• Cathy Wu
• Ping Shuang Wu