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900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-01-13 |
| TX | RA | APPROVED_RES | 2023-01-12 |
| KY | RA | APPROVED | 2018-03-23 |
Branch Locations
4350 Brownsboro Rd Suite 110, Louisville, KY 40207 • United States
900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Louisville | KY | 08/2016 | 01/2017 |
| Lpl Financial, Llc | Louisville | KY | 01/2016 | 03/2018 |
| Stratos Wealth Partners, Ltd | Louisville | KY | 01/2017 | 03/2018 |
| Advisory Services Network, Llc | Atlanta | GA | 03/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 2005-09-28 |
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