Charles B Crilly

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 12/2019
  Commonwealth Financial Network
  Waltham, MA
• 06/2014 → Present
  Ivory Wealth Management
  Essex, CT
• 01/2020 → Present
  Kestra Investment Services, Inc.
  Essex, CT
• 01/2020 → Present
  Kestra Advisory Services, Llc
  Essex, CT

Previous Registrations

• 2014-06-05 → 2019-12-31
  Commonwealth Financial Network
  Essex, CT
  Waltham, MA
• 2009-06-01 → 2014-06-09
  Morgan Stanley
  Essex, CT
  Essex, CT
  Essex, CT
• 2007-10-01 → 2009-06-01
  Morgan Stanley & Co. Llc
  Essex, CT
  Hartford, CT
  Madison, CT
• 1999-08-27 → 2007-10-09
  A. G. Edwards & Sons, Inc.
  Essex, CT
  Essex, CT

Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: investment advisor representative Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Manage and service customer accounts Name: Ivory Wealth Management, Inc. Investment Related: Yes Address: 124 Westbrook Road, Suite 202 Essex CT 06426 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President/Financial Advisor Start Date: 1/2/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Financial Advisor/Registered Rep Name: Sonick Plague, LLC Investment Related: No Address: 124 Westbrook Road, Suite 202 Essex CT 06426 Nature of Business: Other Other/None of the Above Musical performance Position, Title or Relationship: Guitar Start Date: 8/28/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: All business activities Name: Divorce with Dignity Investment Related: Yes Address: 124 Westbrook Road, Suite 202 Essex CT 06426 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Sole Prop Start Date: 1/2/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial Planning Name: FRETTHIS LLC POSITION: Owner and Creator NATURE: Software Publishing INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 03/02/2026 ADDRESS: 75 Pinnacle Lane, Chester CT 06412, United States DESCRIPTION: In my spare time I will work with different software to created and develop a unique app that aids struggling musicians/guitar players in expanding their musical knowledge and guitar prowess.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-24
• S63 Uniform Securities Agent State Law Examination
  1998-10-09

Other Names

• Charles Brown Crilly