Joseph Frank Lynch

Employer firm

Sowell Management CRD 127145

$4.81B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 07/2021
  National Bank Of Arizona
  Flagstaff, AZ
• 07/2016 → 07/2019
  Nackard Pepsi
  Flagstaff, AZ
• 09/2021 → 11/2021
  Synergy Asset Management, Llc
  Bellevue, WA
• 12/2021 → 10/2023
  Vora Wealth Management Pllc
  Flagstaff, AZ
• 10/2023 → Present
  Sowell Management
  Flagstaff, AZ
• 10/2023 → Present
  Strategic Financial Planning, Llc
  Flagstaff, AZ

Previous Registrations

• 2021-12-23 → 2023-10-18
  Vora Wealth Management, Pllc
  Flagstaff, AZ
• 2021-09-02 → 2021-11-29
  Synergy Asset Management, Llc
  Flagstaff, AZ
  Vancouver, WA

Other Businesses

1) CMON6 Inc.; non-investment-related; President and Owner; starting 08/2023; devotes approx. 40 hours a month outside of trading hours; activity involves sales and data management. 2) AZ Insurance Producer License with lines of authority for Life, Variable Life and Annuity; investment-related; Insurance Agent; starting 07/2021; devotes less than 5 hours monthly during trading hours to this activity; sales of insurance products for a commission. 3) Strategic Financial Planning, LLC, 914 N. San Francisco St., Suite S, Flagstaff, AZ 86001; investment-related; Investment Advisor Representative; starting 10/2023; DBA used to market advisory and insurance services. 4) Veregy, LLC, 3312 East Broadway Road Phoenix, AZ 85040; non-investment-related (construction company); Marketing Specialist; starting 05/2024; devotes approx. 25 hours monthly during trading hours; writing proposals and other activities related to marketing.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-04-08

Other Names

• Franky Lynch