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Nathan Baga

Ubs Financial Services Inc.

Washington, DC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-06-12
  • DC RA
    APPROVED
    Since 2026-06-12

Branch Locations

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Bernstein Washington DC 06/2021 10/2025
Ikea West Chester OH 02/2021 05/2021
Full-Time Education Norwood OH 08/2020 02/2021
Keybank Corp. Cincinnati OH 06/2020 08/2020
Folchi's Menswear & Tuxedoes West Chester OH 05/2019 05/2020
Study Abroad Madrid 12/2018 05/2019
Cadenas Partsolutions Milford OH 10/2017 12/2018
Full-Time Educaiton Norwood OH 08/2017 10/2017
Unemployed Cincinnati OH 05/2017 08/2017
Pepe Ramundo Menswear & Black Tie Cincinnati OH 04/2017 05/2017
Unemployed Cincinnati OH 08/2015 04/2017
Ubs Washington DC 10/2025 Present
  • 06/2021 → 10/2025
    Alliance Bernstein
    Washington, DC
  • 02/2021 → 05/2021
    Ikea
    West Chester, OH
  • 08/2020 → 02/2021
    Full-Time Education
    Norwood, OH
  • 06/2020 → 08/2020
    Keybank Corp.
    Cincinnati, OH
  • 05/2019 → 05/2020
    Folchi's Menswear & Tuxedoes
    West Chester, OH
  • 12/2018 → 05/2019
    Study Abroad
    Madrid
  • 10/2017 → 12/2018
    Cadenas Partsolutions
    Milford, OH
  • 08/2017 → 10/2017
    Full-Time Educaiton
    Norwood, OH
  • 05/2017 → 08/2017
    Unemployed
    Cincinnati, OH
  • 04/2017 → 05/2017
    Pepe Ramundo Menswear & Black Tie
    Cincinnati, OH
  • 08/2015 → 04/2017
    Unemployed
    Cincinnati, OH
  • 10/2025 → Present
    Ubs
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-13
S63 Uniform Securities Agent State Law Examination 2023-06-10
  • S65 Uniform Investment Adviser Law Examination
    2026-03-13
  • S63 Uniform Securities Agent State Law Examination
    2023-06-10

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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