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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co, Inc | Glendale | AZ | 08/2009 | Present |
| Charles Schwab Bank | Phoenix | AZ | 12/2025 | Present |
1) Copper State Alliance | Investment Related:No|18940 W Windsor Blvd|Litchfield Park|AZ|85340|USA|Retail|Member/Operator|12/22/2020|Less than 20|0|Member and operator of a Limited Liability Company. The plan is to operate an online outdoors sporting goods retailer part-time outside of my normal Schwab business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-25 |
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