Kyle David Certo

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-11

CA RA
APPROVED

Since 2025-12-11

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Scotts Valley, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwfs Equities, Inc	Greenwood Village	CO	08/2021	Present
Xactly Corp.	San Jose	CA	12/2020	07/2021
Sabbatical	Santa Cruz	CA	06/2019	11/2020
Proofpoint Inc.	Sunnyvale	CA	07/2016	05/2019
Empower Advisory Group, Llc	Greenwood Village	CO	11/2025	Present

08/2021 → Present

Gwfs Equities, Inc

Greenwood Village, CO
12/2020 → 07/2021

Xactly Corp.

San Jose, CA
06/2019 → 11/2020

Sabbatical

Santa Cruz, CA
07/2016 → 05/2019

Proofpoint Inc.

Sunnyvale, CA
11/2025 → Present

Empower Advisory Group, Llc

Greenwood Village, CO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-11-20
S63	Uniform Securities Agent State Law Examination	2021-09-14

S66 Uniform Combined State Law Examination

2025-11-20
S63 Uniform Securities Agent State Law Examination

2021-09-14

View on SEC IAPD

Employer firm

Current Employers

Empower Advisory Group, Llc

Disclosures

Employment History

Exams

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