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Nicole D Morig

Edward Jones

Loves Park, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-01
IL RA APPROVED 2025-03-28
  • TX RA
    APPROVED
    Since 2025-05-01
  • IL RA
    APPROVED
    Since 2025-03-28

Branch Locations

5313 N Second St, Loves Park, IL 61111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Rockford IL 07/2021 11/2024
Illinois Bank & Trust Rockford IL 03/2018 06/2021
Rockford Park District Rockford IL 11/2012 03/2018
Ameriprise Financial Services, Llc Rockford IL 12/2024 03/2025
Edward Jones St. Louis MO 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09
Other Names
  • Nicole D Morig
  • Nicole Denyse Engelbart
  • Nicole Denyse Morig
  • Nicole Engelbart
  • Nicole Morig

View on SEC IAPD

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KLAAS FINANCIAL ASSET ADVISORS, LLC. · LOVES PARK, IL
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