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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED | 2022-01-24 |
| KS | RA | APPROVED | 2021-12-20 |
Branch Locations
1617 North Waterfront Parkway Suite 200, Wichita, KS 67206 • United States
4520 Main Street, Kansas City, MO 64111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Kansas City | MO | 08/2021 | Present |
| Bank Of America | Kansas City | MO | 01/2015 | 08/2021 |
I am the sole proprietor of a non-investment related music production company, DBA "Tunnelview," through which I provide contract services to musical artists for a fee. I have been providing these services since 2017, and only devote a small amount of time to this activity, roughly 10 hours a month, none of which is performed during securities trading hours. Duties include recording, producing, performing, editing, or mixing musical pieces. The nature of this business is strictly artistic, and I typically only perform these services for personal fulfilment, however I do charge a minor fee. Business address is my personal address, 4511 Gillham Rd Kansas City MO 64110.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-20 |
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