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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-18 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
200 W. Madison Stree Suite 2200, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Culvers Franchising System, Llc | Romeoville | IL | 03/2016 | 06/2017 |
| Jpmorgan Chase Bank, N.A | Bolingbrook | IL | 06/2017 | 12/2020 |
| Assetmark Financial Holdings, Inc. | Chicago | IL | 12/2020 | Present |
| Romeoville High School | Romeoville | IL | 08/2013 | 06/2017 |
| Assetmark Brokerage, Llc | Chicago | IL | 01/2021 | Present |
1. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 12/2020 - 160 HRS / MONTHLY, NATIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. 2. A & C Auto Detail, LLC - Non-investment related- 614 Superior Dr. Romeoville, IL 60446- Mobile Auto Detailing Owner- Member 4/30/2021- 40 hours or less- 0 hours during securities trading hours-detail vehicles, reach out to our clients to confirm appoints and ensure everything is following procedure. 3. Property Renovation and Flipping - Non-investment related - in areas around Chicago, IL- Property rehabbing and flipping - Rehabbing the property on the weekends and may keep the property once work is complete - Owner - Start date 2/2024 - 32 hours/monthly - 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-04 |
| S65 | Uniform Investment Adviser Law Examination | 2021-10-18 |
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