Best Investors Account Sign in
Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-10-18
  • IL RA
    APPROVED
    Since 2021-10-18

Branch Locations

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

200 W. Madison Stree Suite 2200, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Culvers Franchising System, Llc Romeoville IL 03/2016 06/2017
Jpmorgan Chase Bank, N.A Bolingbrook IL 06/2017 12/2020
Assetmark Financial Holdings, Inc. Chicago IL 12/2020 Present
Romeoville High School Romeoville IL 08/2013 06/2017
Assetmark Brokerage, Llc Chicago IL 01/2021 Present
  • 03/2016 → 06/2017
    Culvers Franchising System, Llc
    Romeoville, IL
  • 06/2017 → 12/2020
    Jpmorgan Chase Bank, N.A
    Bolingbrook, IL
  • 12/2020 → Present
    Assetmark Financial Holdings, Inc.
    Chicago, IL
  • 08/2013 → 06/2017
    Romeoville High School
    Romeoville, IL
  • 01/2021 → Present
    Assetmark Brokerage, Llc
    Chicago, IL
Other Businesses

1. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 12/2020 - 160 HRS / MONTHLY, NATIONAL CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD, CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. 2. A & C Auto Detail, LLC - Non-investment related- 614 Superior Dr. Romeoville, IL 60446- Mobile Auto Detailing Owner- Member 4/30/2021- 40 hours or less- 0 hours during securities trading hours-detail vehicles, reach out to our clients to confirm appoints and ensure everything is following procedure. 3. Property Renovation and Flipping - Non-investment related - in areas around Chicago, IL- Property rehabbing and flipping - Rehabbing the property on the weekends and may keep the property once work is complete - Owner - Start date 2/2024 - 32 hours/monthly - 0 hours during securities trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-04
S65 Uniform Investment Adviser Law Examination 2021-10-18
  • S63 Uniform Securities Agent State Law Examination
    2022-04-04
  • S65 Uniform Investment Adviser Law Examination
    2021-10-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Concord, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor