Best Investors Account Sign in
Current Employers
Rock Harbor Capital Llc

390 Park Street Suite 250, Birmingham, MI 48009 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-01-11
  • MI RA
    APPROVED
    Since 2024-01-11

Branch Locations

390 Park Street Suite 250, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rock Harbor Llc Birmingham MI 08/2021 01/2024
United Wholesale Mortgage Pontiac MI 06/2020 08/2020
Moose Preserve Bloomfield Hills MI 02/2016 09/2017
Made In Detroit Clarkston MI 05/2015 08/2019
Bloomfield Hills High School Bloomfield Hills MI 09/2012 06/2017
Foreside Fund Services, Llc Birmingham MI 02/2022 Present
Moose Preserve Bloomfield Hills MI 06/2021 04/2022
Michigan State University East Lansing MI 09/2017 05/2021
Rock Harbor, Llc Birmingham MI 01/2024 Present
  • 08/2021 → 01/2024
    Rock Harbor Llc
    Birmingham, MI
  • 06/2020 → 08/2020
    United Wholesale Mortgage
    Pontiac, MI
  • 02/2016 → 09/2017
    Moose Preserve
    Bloomfield Hills, MI
  • 05/2015 → 08/2019
    Made In Detroit
    Clarkston, MI
  • 09/2012 → 06/2017
    Bloomfield Hills High School
    Bloomfield Hills, MI
  • 02/2022 → Present
    Foreside Fund Services, Llc
    Birmingham, MI
  • 06/2021 → 04/2022
    Moose Preserve
    Bloomfield Hills, MI
  • 09/2017 → 05/2021
    Michigan State University
    East Lansing, MI
  • 01/2024 → Present
    Rock Harbor, Llc
    Birmingham, MI
Other Businesses

1) Rock Harbor LLC; Birmingham, MI; Investment Related; Began 01/2024; INVESTMENT ADVISER REPRESENTATIVE; 160 hours per month with 0 hours during trading hours 2) FORESIDE FUND SERVICES, LLC, Birmingham, MI; Investment Related; Began 02/2022; REGISTERED REPRESENTATIVE; 0 hours per month with 0 hours during trading hours 3) Rock Harbor Capital; Investment Related; Marketing SMA's; Birmingham, MI; 3/01/2024; IAR; Marketing separately managed accounts to financial advisors; 100Hrs/ Mo; 100Hrs/Mo trading hours. 4) Moose Preserve; Not Investment Related; Restaurant; Bloomfield, MI; 06/2022; Waiter; Waiting tables at a restaurant; 20 Hrs./Mo.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-09
S63 Uniform Securities Agent State Law Examination 2022-04-22
  • S66 Uniform Combined State Law Examination
    2023-11-09
  • S63 Uniform Securities Agent State Law Examination
    2022-04-22
Other Names
  • Charles H Proctor
  • Charles Herbert Proctor
  • Charlie Proctor

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Birmingham, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor