Nicholas Carter

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2019 → 11/2019
  Halmar International
  Nanuet, NY
• 07/2020 → 09/2020
  Corcoran
  New York, NY
• 09/2021 → 05/2023
  R New York
  New York, NY
• 09/2021 → 05/2023
  New York Life Insurance Company
  Brooklyn, NY
• 02/2022 → 05/2023
  Nylife Securities Llc
  Brooklyn, NY
• 03/2020 → 03/2020
  Berkman Funding Llc
  New York, NY
• 05/2023 → 03/2024
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 05/2023 → 03/2024
  J.P. Morgan Securities Llc
  New York, NY
• 05/2013 → 05/2019
  Unemployed
  Maud, TX
• 12/2019 → 02/2020
  Unemployed
  New York, NY
• 04/2020 → 06/2020
  Unemployed
  New York, NY
• 10/2020 → 08/2021
  Unemployed
  New York, NY
• 04/2024 → 11/2024
  Edward Jones
  St Louis, MO
• 11/2024 → 04/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salem, OR
• 08/2018 → 05/2019
  University Of Arkansas
  Fayetteville, AR
• 12/2024 → 04/2025
  Bank Of America, N.A.
  Salem, OR
• 01/2026 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 01/2026 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO
• 05/2025 → 01/2026
  Unemployed
  Salem, OR

Previous Registrations

• 2024-12-05 → 2025-04-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Salem, OR
• 2024-05-17 → 2024-11-19
  Edward Jones
  Salem, OR
  Salem, OR
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2024-05-13
• S63 Uniform Securities Agent State Law Examination
  2022-04-22

Other Names

• Nic Alexzavier Carter
• Nicholas Alexzavier Carter
• Nicholas Xx Carter
• Nicholas Carter
• Nicholas A Carter