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Current Employers
Sonoran Investment Advisors, Llc

3320 N Miller Rd, Scottsdale, AZ 85251 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-02-22
  • AZ RA
    APPROVED
    Since 2024-02-22

Branch Locations

3320 N Miller Rd, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Duc M Pham Md, Pc Phoenix AZ 08/2003 Present
Sonoran Investment Advisors, Llc Scottsdale AZ 06/2021 Present
Previous Registrations
  • 2021-08-18 → 2021-12-31
    Sonoran Investment Advisors, Llc
    Phoenix, AZ
Other Businesses

Dr. Pham, in his individual capacity, is a surgeon at his own practice, Duc M Pham MD, PC. In this role, he completes surgeries and management duties and obligations. Dr. Pham spends approximately 20 hours per week working in this position.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-17
  • S65 Uniform Investment Adviser Law Examination
    2021-05-17
Other Names
  • Duc M Pham

View on SEC IAPD

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