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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-09
  • FL RA
    APPROVED
    Since 2023-08-09

Branch Locations

12610 New Brittany Boulevard, Fort Myers, FL 33907 • United States

Fort Myers, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Company Horsham PA 07/2021 05/2023
Monmouth University Long Branch NJ 09/2020 09/2021
St. Johns University Queens NY 09/2016 05/2020
Unemployeed Ridley Park PA 06/2020 09/2020
Unemployeed Ridley Park PA 04/2016 09/2016
Hornor, Townsend, & Kent Llc Horsham PA 03/2023 05/2023
Omni Financial Services Fort Myers FL 05/2023 Present
Minnesota Life Insurance Co St Paul MN 05/2023 08/2023
Securian Financial Services Inc St Paul MN 05/2023 08/2023
Cetera Wealth Services, Llc El Segundo CA 07/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2023 Present
Astralis Noctis Holdings Llc Ft Myers FL 10/2023 Present
  • 07/2021 → 05/2023
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 09/2020 → 09/2021
    Monmouth University
    Long Branch, NJ
  • 09/2016 → 05/2020
    St. Johns University
    Queens, NY
  • 06/2020 → 09/2020
    Unemployeed
    Ridley Park, PA
  • 04/2016 → 09/2016
    Unemployeed
    Ridley Park, PA
  • 03/2023 → 05/2023
    Hornor, Townsend, & Kent Llc
    Horsham, PA
  • 05/2023 → Present
    Omni Financial Services
    Fort Myers, FL
  • 05/2023 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 05/2023 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 07/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2023 → Present
    Schaumburg, IL
  • 10/2023 → Present
    Astralis Noctis Holdings Llc
    Ft Myers, FL
Previous Registrations
  • 2023-07-05 → 2023-08-10
    Securian Financial Services, Inc.
    Fort Myers, FL
    St. Paul, MN
Other Businesses

1. OMNI Financial Services of Lee County; 12610 New Brittany Blvd, FT. Myers, FL 33907; non-investment; Fixed Life, DI, Health , LTC; Agent; 03/2018-present; 40hrs/mo.; 25hrs/mo. during trading.* 2. The Continuing Education Academy; 12610 New Brittany Blvd. FT. Myers, FL 33907; non-Investment Related; CE Seminars; Agent; 03/2018-present 2hrs/mo.; 2hrs/mo. during trading** 3. OMNI Resource Group of SW Florida and OMNI Payroll;, 12610 New Brittany Blvd. Ft. Myers, FL; non-Investment Related; Fixed, DI, LTC; Agent; 03/2018-present; 10hrs/mo.; 10hrs/mo. during trading*** 4. Lacrosse coach Canterbury Highschool, not investment related, sports coach, Fort Myers, FL, 01/2023 - ongoing, 20 hr/month business, 0 hr/month trading**** 5. Space-tech, not investment related, employee, Fort Myers, FL, 06/2022 - ongoing, 30 hr/month business, 0 hr/month trading***** 6. Vision - GMJ partners, not investment related, employee, Fort Myers, FL, 03/2022 - ongoing, 5 hr/month business, 0 hr/month trading****** 7. AllFamous, not investment, employee, Marlton, NJ, 01/2023 - ongoing, 8 hr/month business, 0 hr/month trading******* 8. NAME OF OTHER BUSINESS: ASTRALIS NOCTIS HOLDINGS LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUSINESS BEING USED FOR TAX PURPOSES; 9. NAME OF OTHER BUSINESS: OMNI FINANCIAL SERVICES; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 9/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 30, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-26
  • S66 Uniform Combined State Law Examination
    2023-06-26
Other Names
  • Colin Joseph Bosak
  • Colin Bosak

View on SEC IAPD

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