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Andrew N. Rose

J.P. Morgan Securities LLC

Mineola, NY

Great Neck, NY

Bayside, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-23
NY RA APPROVED 2025-08-21
  • TX RA
    APPROVED
    Since 2026-01-23
  • NY RA
    APPROVED
    Since 2025-08-21

Branch Locations

216 Old Country Rd, Floor 02, Mineola, NY 11501 • United States

22 Grace Avenue, Great Neck, NY 11021 • United States

41-22 Bell Boulevard, Bayside, NY 11361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York City Department Of Education Manhattan NY 09/2011 08/2021
Keller Williams Realty New York NY 11/2018 04/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2021 09/2023
Northwestern Mutual Investment Services Llc New York NY 08/2021 09/2023
Midas Wealth-Rick Hu New York NY 03/2023 09/2023
Jpmorgan Chase Bank, N.A. Great Neck NY 10/2023 Present
J.P. Morgan Securities Llc Great Neck NY 10/2023 Present
  • 09/2011 → 08/2021
    New York City Department Of Education
    Manhattan, NY
  • 11/2018 → 04/2020
    Keller Williams Realty
    New York, NY
  • 09/2021 → 09/2023
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2021 → 09/2023
    Northwestern Mutual Investment Services Llc
    New York, NY
  • 03/2023 → 09/2023
    Midas Wealth-Rick Hu
    New York, NY
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Great Neck, NY
  • 10/2023 → Present
    J.P. Morgan Securities Llc
    Great Neck, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-13
S63 Uniform Securities Agent State Law Examination 2022-05-21
  • S66 Uniform Combined State Law Examination
    2025-06-13
  • S63 Uniform Securities Agent State Law Examination
    2022-05-21
Other Names
  • Andrew N Rose
  • Andrew Rose

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Mineola, NY
J.P. MORGAN SECURITIES LLC · Mineola, NY
J.P. MORGAN SECURITIES LLC · Mineola, NY
J.P. MORGAN SECURITIES LLC · Mineola, NY
J.P. MORGAN SECURITIES LLC · Mineola, NY
J.P. MORGAN SECURITIES LLC · Mineola, NY
J.P. MORGAN SECURITIES LLC · Mineola, NY
J.P. MORGAN SECURITIES LLC · Mineola, NY

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