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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-23
WA RA APPROVED 2021-10-29
  • TX RA
    APPROVED
    Since 2021-11-23
  • WA RA
    APPROVED
    Since 2021-10-29

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Seattle WA 08/2021 Present
Prince Perelson Salt Lake City UT 07/2020 06/2021
Westminster College Salt Lake City UT 08/2016 05/2020
Utah Retirement Systems Salt Lake City UT 05/2019 08/2019
City National Bank Seattle WA 12/2021 Present
  • 08/2021 → Present
    Seattle, WA
  • 07/2020 → 06/2021
    Prince Perelson
    Salt Lake City, UT
  • 08/2016 → 05/2020
    Westminster College
    Salt Lake City, UT
  • 05/2019 → 08/2019
    Utah Retirement Systems
    Salt Lake City, UT
  • 12/2021 → Present
    City National Bank
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
  • S66 Uniform Combined State Law Examination
    2021-10-29
Designations

View on SEC IAPD

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