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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-31 |
| VA | RA | APPROVED | 2022-12-23 |
Branch Locations
1753 Pinnacle Dr 3Rd Fl [V6-Rbo], Mclean, VA 22102 • United States
1753 Pinnacle Dr 3Rd And 4Th Fl [V1-Rbo], Mclean, VA 22102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robinhood Financial, Llc | Denver | CO | 08/2021 | 03/2022 |
| Wells Fargo | Arlington | VA | 09/2017 | 08/2021 |
| Northern Virginia Community College | Loudoun Campus | VA | 08/2014 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 08/2022 | Present |
| Wells Fargo Bank, Na | Mclean | VA | 08/2022 | Present |
| Coinbase | Fairfax | VA | 03/2022 | 08/2022 |
NY&B, LLC; NOT INV. RELATED; FALLS CHURCH,VA; 33% OWNERSHIP; START DATE 11/17/2019; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; INTERNATIONAL TRADE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-23 |
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