Yi Ching Tsai

Employer firm

Shalom Global Capital Group LLC CRD 309315

$35.0M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 03/2018
  Td Waterhouse Investor Services Inc
  Cupertino, CA
• 04/2018 → 03/2020
  Polaris Greystone Financial Group
  San Rafael, CA
• 06/2020 → Present
  Shalom Global Capital Group Llc
  San Jose, CA

Previous Registrations

• 2018-04-17 → 2020-03-26
  Polaris Wealth Advisory Group
  San Jose, CA
  San Rafael, CA
  San Rafael, CA
• 2004-04-14 → 2018-03-13
  Td Ameritrade, Inc.
  Cupertino, CA
  Cupertino, CA
• 2006-04-25 → 2018-03-13
  Td Ameritrade Investment Management, Llc
  Cupertino, CA
  Cupertino, CA

Other Businesses

Owns investment properties. No formal business name. the business is not investment related. Business address is 537 Folsom Circle, Milpitas, CA 95035. No formal title. Business began around 05/2012. Approximately 3 hours per month are devoted to this business, 1 hour per month during trading hours. Duties include managing the property managers and tenants. There are 4 properties are located in the state of Texas, and 2 in California.

Exams

• S66 Uniform Combined State Law Examination
  2004-04-05
• S63 Uniform Securities Agent State Law Examination
  1998-12-21

Other Names

• Isabella Tsai
• Isabella Yi Ching Tsai
• Yi Ching Tsai