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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-16
WA RA APPROVED 2022-02-22
  • TX RA
    APPROVED
    Since 2022-11-16
  • WA RA
    APPROVED
    Since 2022-02-22

Branch Locations

1301 2Nd Ave Floor 24, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Seattle WA 08/2021 Present
Jpmorgan Securities Llc Seattle WA 08/2021 Present
Empirical Wealth Management Seattle WA 09/2019 07/2021
Keybank (Keycorp And Its Affiliates) Seattle WA 06/2019 12/2020
Tom Douglas (Washington Hospitality Association) Seattle WA 04/2015 07/2019
Seattle University Seattle WA 09/2018 06/2020
  • 08/2021 → Present
    Jpmorgan Chase Bank Na
    Seattle, WA
  • 08/2021 → Present
    Jpmorgan Securities Llc
    Seattle, WA
  • 09/2019 → 07/2021
    Empirical Wealth Management
    Seattle, WA
  • 06/2019 → 12/2020
    Keybank (Keycorp And Its Affiliates)
    Seattle, WA
  • 04/2015 → 07/2019
    Tom Douglas (Washington Hospitality Association)
    Seattle, WA
  • 09/2018 → 06/2020
    Seattle University
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-22
  • S66 Uniform Combined State Law Examination
    2022-02-22

View on SEC IAPD

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