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Patrick Neil Jones

Sims Investment Management LLC

Cincinnati, OH

CRD 7420630

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Employer firm

Sims Investment Management LLC CRD 169491

$305M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Sims Investment Management Llc

3322 Erie Ave. Suite 200, Cincinnati, OH 45208 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-06-12
  • OH RA
    APPROVED
    Since 2025-06-12

Branch Locations

3322 Erie Ave. Suite 200, Cincinnati, OH 45208 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wojo Creative Llc Hixson TN 04/2022 05/2025
Franklin Wealth Management Hixson TN 05/2021 04/2022
Hixson Presbyterian Church Hixson TN 07/2018 05/2021
Western Home Communities Cedar Falls IA 07/2016 07/2018
Sims Investment Management, Llc Cincinnati OH 03/2025 Present
  • 04/2022 → 05/2025
    Wojo Creative Llc
    Hixson, TN
  • 05/2021 → 04/2022
    Franklin Wealth Management
    Hixson, TN
  • 07/2018 → 05/2021
    Hixson Presbyterian Church
    Hixson, TN
  • 07/2016 → 07/2018
    Western Home Communities
    Cedar Falls, IA
  • 03/2025 → Present
    Sims Investment Management, Llc
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-21
  • S65 Uniform Investment Adviser Law Examination
    2025-05-21

View on SEC IAPD

Nearby Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC

Nearby Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS

Nearby Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH

More in Cincinnati, OH

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