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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 07/2021 | 10/2022 |
| Handshake Homeloans | Scottsdale | AZ | 09/2020 | 05/2021 |
| Amerisave Mortgage Co | Chandler | AZ | 10/2019 | 09/2020 |
| Freedom Mortgage Co | Tempe | AZ | 05/2018 | 08/2019 |
| University Of Arkansas | Fayeteville | AR | 08/2014 | 05/2018 |
| Unemployed | Scottsdale | AZ | 05/2021 | 07/2021 |
| Unemployed | Scottsdale | AZ | 08/2019 | 10/2019 |
| Aw Securities | Folsom | CA | 06/2023 | 04/2024 |
| Allworth Financial | Folsom | CA | 06/2023 | 04/2024 |
| Priority Financial Group | Phoenix | AZ | 02/2023 | 04/2023 |
| Unemployed | Tuscon | AZ | 04/2023 | 06/2023 |
| Unemployed | Tucson | AZ | 11/2022 | 01/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tucson | AZ | 04/2024 | Present |
| Bank Of America N.A. | Tucson | AZ | 05/2024 | Present |
I*2592267, Entity Type: Entity Charitable, Name of OBA: Tu Nidito, Address: Tucson, Arizona, 85719, Investment Related: N, Position, Title, Association: ["Board Member"], Employee State Date: 08/28/2025, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties: Board MemberNon Profit. At Tu Nidito, care, empathy and hope take flight. Our support services are free of charge and available for children, teens, young adults and families who are impacted by a serious medical condition or a death.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-25 |
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