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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-14 |
Branch Locations
520 Newport Center Dr Ste 1700, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 07/2021 | 01/2026 |
| Western Governors University-Student | Nevada City | CA | 11/2020 | 07/2021 |
| Five Star Plastering Inc. | Laguna Hills | CA | 07/2019 | 11/2020 |
| Javatinis Coffee | Laguna Hills | CA | 03/2017 | 07/2019 |
| Us Army | Fort Bliss/El Paso | TX | 05/2015 | 02/2017 |
| Wells Fargo Clearing Services, Llc | Newport Beach | CA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-08-01 |
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