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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-12-03
  • IN RA
    APPROVED
    Since 2021-12-03

Branch Locations

Leighton Plaza, 130 South Main Street Suite 110, South Bend, IN 46601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Elkhart IN 08/2021 Present
N/A South Bend IN 04/2021 08/2021
Belle Tire Portage IN 03/2017 04/2021
Lowe's Mishawaka IN 02/2016 03/2017
Uber Niles MI 04/2015 01/2017
  • 08/2021 → Present
    Elkhart, IN
  • 04/2021 → 08/2021
    N/A
    South Bend, IN
  • 03/2017 → 04/2021
    Belle Tire
    Portage, IN
  • 02/2016 → 03/2017
    Lowe's
    Mishawaka, IN
  • 04/2015 → 01/2017
    Uber
    Niles, MI
Other Businesses

1. Rental Property; 577 Falkland Cir Clarksville TN 37042; Single family home rental; Owner; Manage; 08/01/2013; 5hrs/year; Not During Securities Trading Hours; Investment-Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-02
  • S66 Uniform Combined State Law Examination
    2021-12-02

View on SEC IAPD

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