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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-29
AZ RA APPROVED 2021-02-25
  • TX RA
    APPROVED
    Since 2021-04-29
  • AZ RA
    APPROVED
    Since 2021-02-25

Branch Locations

18301 N 79Th Ave Ste D148, Glendale, AZ 85308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2005 09/2020
Raymond James Financial Services, Inc. Glendale AZ 09/2020 Present
  • 02/2005 → 09/2020
    St Louis, MO
  • 09/2020 → Present
    Raymond James Financial Services, Inc.
    Glendale, AZ
Previous Registrations
Other Businesses

(1)Name of Business: Derrick Family Financial, PCL Address: 18301 N 79th Ave Ste D148, Glendale, AZ, 85308, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/04/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Business entity for my RJFS practice

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-17
S63 Uniform Securities Agent State Law Examination 2005-05-06
  • S66 Uniform Combined State Law Examination
    2021-02-17
  • S63 Uniform Securities Agent State Law Examination
    2005-05-06
Other Names
  • Brian Douglas Derrick

View on SEC IAPD

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