Koby Thi Lieu

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 03/2024
  Raymond James & Associates
  San Jose, CA
• 09/2020 → 06/2021
  Best Buy
  San Jose, CA
• 07/2021 → 09/2021
  Ch Reynolds
  San Jose, CA
• 08/2011 → 05/2021
  Full-Time Student
  San Jose, CA
• 04/2024 → Present
  Raymond James Financial Services, Inc.
  San Jose, CA
• 01/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  San Jose, CA

Other Businesses

(1)Name of Business: Wealthstone Asset Management Group Address: 5448 Thornwood Dr Ste 102, San Jose, CA, 95123-1225, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Services

Exams

• S66 Uniform Combined State Law Examination
  2026-01-16