Eric Yu

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-07-05
CA	RA	APPROVED	2022-04-28

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Citigroup	Los Angeles	CA	04/2018	04/2022
Wells Fargo	Los Angeles	CA	09/2016	12/2016
Full Time College Student	Walnut	CA	12/2015	09/2016
Unemployed	Walnut	CA	12/2016	04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Beverly Hills	CA	04/2022	Present
Bank Of America, N.A.	Beverly Hills	CA	05/2022	Present

04/2018 → 04/2022

Citigroup

Los Angeles, CA
09/2016 → 12/2016

Wells Fargo

Los Angeles, CA
12/2015 → 09/2016

Full Time College Student

Walnut, CA
12/2016 → 04/2018

Unemployed

Walnut, CA
04/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Beverly Hills, CA
05/2022 → Present

Bank Of America, N.A.

Beverly Hills, CA

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-02-05
S65	Uniform Investment Adviser Law Examination	2020-10-24

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