Best Investors Account Sign in
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-27
  • TX RA
    APPROVED
    Since 2021-10-27

Branch Locations

6201 Long Prairie Rd, Flower Mound, TX 75028 • United States

201 Main St 4Th Fl [Te-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Plano TX 07/2021 Present
Wells Fargo Clearing Services, Llc Plano TX 07/2021 Present
Key Bank Denver CO 03/2021 05/2021
Wells Fargo Bank, Na Denver CO 09/2017 03/2021
Wells Fargo Bank, Na Northglenn CO 05/2016 09/2017
  • 07/2021 → Present
    Wells Fargo Bank, Na
    Plano, TX
  • 07/2021 → Present
    Plano, TX
  • 03/2021 → 05/2021
    Key Bank
    Denver, CO
  • 09/2017 → 03/2021
    Wells Fargo Bank, Na
    Denver, CO
  • 05/2016 → 09/2017
    Wells Fargo Bank, Na
    Northglenn, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-26
  • S66 Uniform Combined State Law Examination
    2021-10-26
Other Names
  • Sara Song

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Flower Mound, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor