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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-09-25
TX RA APPROVED 2023-09-25
  • MI RA
    APPROVED
    Since 2023-09-25
  • TX RA
    APPROVED
    Since 2023-09-25

Branch Locations

39533 Woodward Avenue Suite 210, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Bloomfield Hills MI 07/2021 Present
Nolan Transportation Group Grand Rapids MI 01/2022 06/2023
Davenport University Grand Rapids MI 03/2020 01/2022
Sportsman's Warehouse Lansing MI 10/2020 09/2021
Michigan State University East Lansing MI 07/2019 02/2020
Northwood University Midland MI 05/2018 07/2019
Davenport University Grand Rapids MI 01/2016 05/2018
  • 07/2021 → Present
    Bloomfield Hills, MI
  • 01/2022 → 06/2023
    Nolan Transportation Group
    Grand Rapids, MI
  • 03/2020 → 01/2022
    Davenport University
    Grand Rapids, MI
  • 10/2020 → 09/2021
    Sportsman's Warehouse
    Lansing, MI
  • 07/2019 → 02/2020
    Michigan State University
    East Lansing, MI
  • 05/2018 → 07/2019
    Northwood University
    Midland, MI
  • 01/2016 → 05/2018
    Davenport University
    Grand Rapids, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-22
  • S66 Uniform Combined State Law Examination
    2023-09-22

View on SEC IAPD

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