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Colin Dickman

Pfs Investments Inc.

La Crosse, WI

CRD 7418209

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-12-01
  • WI RA
    APPROVED
    Since 2023-12-01

Branch Locations

2519 South Ave, La Crosse, WI 54601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. La Crosse WI 09/2021 Present
Primerica Financial Services La Crosse WI 06/2019 Present
Walmart La Crosse WI 09/2019 03/2020
Door Dash La Crosse WI 06/2019 06/2020
City Brewery La Crosse WI 08/2021 Present
St Joe's Country Market St. Joseph's Ridge WI 07/2018 08/2019
St Joseph's Ridge Church La Crosse WI 05/2021 08/2023
Uw-Lacrosse La Crosse WI 01/2011 01/2020
  • 09/2021 → Present
    La Crosse, WI
  • 06/2019 → Present
    Primerica Financial Services
    La Crosse, WI
  • 09/2019 → 03/2020
    Walmart
    La Crosse, WI
  • 06/2019 → 06/2020
    Door Dash
    La Crosse, WI
  • 08/2021 → Present
    City Brewery
    La Crosse, WI
  • 07/2018 → 08/2019
    St Joe's Country Market
    St. Joseph's Ridge, WI
  • 05/2021 → 08/2023
    St Joseph's Ridge Church
    La Crosse, WI
  • 01/2011 → 01/2020
    Uw-Lacrosse
    La Crosse, WI
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Spark Delivery, Not investment related, La Crosse, WI 54601, Delivery Driver (1099), 03/2020 to Present, 40 hours committed per month (19 hours during securities trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-31
S63 Uniform Securities Agent State Law Examination 2021-12-17
  • S65 Uniform Investment Adviser Law Examination
    2023-10-31
  • S63 Uniform Securities Agent State Law Examination
    2021-12-17
Other Names
  • Colin Robert Dickman

View on SEC IAPD

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