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Matthew Ashbrook Griffith

Mml Investors Services, LLC

Cary, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-10
NC RA APPROVED 2019-11-18
  • TX RA
    APPROVED_RES
    Since 2022-08-10
  • NC RA
    APPROVED
    Since 2019-11-18

Branch Locations

280 Towerview Ct., Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Raleigh NC 10/2008 Present
Mml Investors Services Raleigh NC 10/2008 Present
  • 10/2008 → Present
    Mass Mutual Life Insurance Company
    Raleigh, NC
  • 10/2008 → Present
    Mml Investors Services
    Raleigh, NC
Previous Registrations
  • 2008-01-07 → 2008-10-22
    Oklahoma City, OK
  • 2005-09-02 → 2007-02-21
    First Command Brokerage Services, Inc.
    Lawton, OK
  • 2005-01-06 → 2005-09-02
    First Command Bank
    Fort Worth, TX
Other Businesses

(1)NAME: MATTHEW GRIFFITH INV REL: Y ADD: 4000 Westchase Blvd Suite 400 Raleigh, NC 27607 NATURE: INSURANCE POSITION: SALES START DATE: 10/1/08 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5. (2)NAME: ENCOMPASS FINANCIAL PARTNERS, LLC INV REL: Y ADD: 4000 WESTCHASE BLVD SUITE 400 RALEIGH NC 27607 NATURE: LLC TO RECEIVE INCOME AND PAY OPERATIONAL EXPENSES POSITION: OWNER/MEMBER START DATE: 7/26/2023 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DESCRIBE DUTIES: ENSURE THAT BUSINESS OPERATING EXPENSES ARE PAID. (3) NAME: MATTHEW GRIFFITH INV REL: Y ADD: 150 FAYETTEVILLE STREET, SUITE 300, RALEIGH, NC 27601 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/05/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DISABILITY, FIXED ANNUITIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-06
S63 Uniform Securities Agent State Law Examination 1998-12-15
  • S65 Uniform Investment Adviser Law Examination
    2004-12-06
  • S63 Uniform Securities Agent State Law Examination
    1998-12-15
Other Names
  • Matt Griffith

View on SEC IAPD

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