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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-10 |
| NC | RA | APPROVED | 2019-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Raleigh | NC | 10/2008 | Present |
| Mml Investors Services | Raleigh | NC | 10/2008 | Present |
(1)NAME: MATTHEW GRIFFITH INV REL: Y ADD: 4000 Westchase Blvd Suite 400 Raleigh, NC 27607 NATURE: INSURANCE POSITION: SALES START DATE: 10/1/08 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5. (2)NAME: ENCOMPASS FINANCIAL PARTNERS, LLC INV REL: Y ADD: 4000 WESTCHASE BLVD SUITE 400 RALEIGH NC 27607 NATURE: LLC TO RECEIVE INCOME AND PAY OPERATIONAL EXPENSES POSITION: OWNER/MEMBER START DATE: 7/26/2023 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DESCRIBE DUTIES: ENSURE THAT BUSINESS OPERATING EXPENSES ARE PAID. (3) NAME: MATTHEW GRIFFITH INV REL: Y ADD: 150 FAYETTEVILLE STREET, SUITE 300, RALEIGH, NC 27601 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/05/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LIFE, DISABILITY, FIXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-15 |
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