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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-17 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gap Inc. | Vestal | NY | 05/2018 | 06/2021 |
| Goldman Sachs | Cohoes | NY | 07/2021 | 01/2023 |
| Student | Endicott | NY | 07/2011 | 05/2018 |
| Wells Fargo Bank | Charlotte | NC | 03/2025 | 03/2026 |
| Wells Fargo Clearing Services | Charlotte | NC | 03/2025 | 03/2026 |
| Factset Research Systems | Charlotte | NC | 02/2023 | 03/2025 |
| Wells Fargo Investment Institute, Inc. | Charlotte | NC | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-28 |
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