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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-17
  • NC RA
    APPROVED
    Since 2026-07-17

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

Wells Fargo Investment Institute, Inc.

550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-02
  • NC RA
    APPROVED
    Since 2026-04-02

Branch Locations

550 S Tryon St, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gap Inc. Vestal NY 05/2018 06/2021
Goldman Sachs Cohoes NY 07/2021 01/2023
Student Endicott NY 07/2011 05/2018
Wells Fargo Bank Charlotte NC 03/2025 03/2026
Wells Fargo Clearing Services Charlotte NC 03/2025 03/2026
Factset Research Systems Charlotte NC 02/2023 03/2025
Wells Fargo Investment Institute, Inc. Charlotte NC 03/2026 Present
  • 05/2018 → 06/2021
    Gap Inc.
    Vestal, NY
  • 07/2021 → 01/2023
    Goldman Sachs
    Cohoes, NY
  • 07/2011 → 05/2018
    Student
    Endicott, NY
  • 03/2025 → 03/2026
    Wells Fargo Bank
    Charlotte, NC
  • 03/2025 → 03/2026
    Wells Fargo Clearing Services
    Charlotte, NC
  • 02/2023 → 03/2025
    Factset Research Systems
    Charlotte, NC
  • 03/2026 → Present
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-02
S63 Uniform Securities Agent State Law Examination 2021-12-28
  • S65 Uniform Investment Adviser Law Examination
    2026-04-02
  • S63 Uniform Securities Agent State Law Examination
    2021-12-28

View on SEC IAPD

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