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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-29 |
| AZ | RA | APPROVED | 2021-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Engines Advisors L.L.C | Santa Clara | CA | 07/2021 | 11/2025 |
| Six Medical Solutions | Scottsdale | AZ | 12/2020 | 05/2021 |
| Amazon Flex | Phoenix | AZ | 01/2020 | Present |
| Uber Eats/Postmates | Phoenix | AZ | 05/2020 | Present |
| Orthofix | Phoenix | AZ | 06/2019 | 01/2021 |
| Southwest Courier & Logistics | Phoenix | AZ | 05/2018 | 11/2020 |
| Consolidated Personnel Service | Phoenix | AZ | 10/2017 | 04/2018 |
| Pure Energy | Phoenix | AZ | 12/2016 | 10/2017 |
| Tactive Digital (Nexstar Communications) | Phoenix | AZ | 03/2015 | 11/2016 |
| Edelman Financial Engines | Santa Clara | CA | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-28 |
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