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Austin Stoll

Ubs Financial Services Inc.

Westlake, OH

Sandusky, OH

Sylvania, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-06-21
  • OH RA
    APPROVED
    Since 2022-06-21

Branch Locations

2055 Crocker Road, Westlake, OH 44145 • United States

1521 E Perkins Ave, Sandusky, OH 44870 • United States

5757 Monroe Street, Sylvania, OH 43560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Miamisburg OH 09/2021 Present
Unemployed Mason OH 08/2021 09/2021
Fifth Third Bank West Chester OH 08/2019 08/2021
Donley Concrete Cutting Inc. Cincinnati OH 05/2019 08/2019
Miami University Oxford OH 08/2018 05/2019
Kentucky Speedway Sparta KY 05/2018 08/2018
Lowe's Home Improvement West Chester OH 05/2018 08/2018
Full Time Student Cincinnati OH 03/2012 05/2017
Four Bridges Country Club Liberty Township OH 05/2017 08/2017
Miami University Oxford OH 08/2017 05/2018
  • 09/2021 → Present
    Ubs Financial Services
    Miamisburg, OH
  • 08/2021 → 09/2021
    Unemployed
    Mason, OH
  • 08/2019 → 08/2021
    Fifth Third Bank
    West Chester, OH
  • 05/2019 → 08/2019
    Donley Concrete Cutting Inc.
    Cincinnati, OH
  • 08/2018 → 05/2019
    Miami University
    Oxford, OH
  • 05/2018 → 08/2018
    Kentucky Speedway
    Sparta, KY
  • 05/2018 → 08/2018
    Lowe's Home Improvement
    West Chester, OH
  • 03/2012 → 05/2017
    Full Time Student
    Cincinnati, OH
  • 05/2017 → 08/2017
    Four Bridges Country Club
    Liberty Township, OH
  • 08/2017 → 05/2018
    Miami University
    Oxford, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-17
  • S66 Uniform Combined State Law Examination
    2022-06-17

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

GREGORY STEVEN JOHNSON
KEVIN VINCENT COONEY
DOUGLAS CARL KUHLMAN
MARNIE RENEE RANDEL
THOMAS RANDALL FAIRFAX
Ryan Christopher Smeltzer
Laurel Fitzsimmons
Michael Coletta

Other Offices

PARADIGM WEALTH MANAGEMENT, LLC · WESTLAKE, OH
HIGHLAND CONSULTING ASSOCIATES INC. · CLEVELAND, OH
HIGHLAND CONSULTING ASSOCIATES INTERNATIONAL, INC. · CLEVELAND, OH
COLETTA CAPITAL, LLC · WESTLAKE, OH
ATHLETES FINANCIAL ADVISERS, LLC · WESTLAKE, OH
MORGAN STANLEY · Westlake, OH
RAYMOND JAMES & ASSOCIATES, INC. · WESTLAKE, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE, OH

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