Best Investors Account Sign in

Chia-Wei Liu

Wells Fargo Clearing Services, LLC

Seattle, WA

Mercer Island, WA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-01-07
  • WA RA
    APPROVED
    Since 2022-01-07

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

3001 78Th Ave Se, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seattle WA 07/2021 Present
Wells Fargo Bank, Na Seattle WA 07/2021 Present
Safeway Seattle WA 12/2016 06/2017
Wells Fargo Seattle WA 06/2017 06/2018
Wells Fargo Seattle WA 06/2018 06/2019
Wells Fargo Seattle WA 06/2019 07/2021
Unemployed Seattle WA 06/2016 12/2016
  • 07/2021 → Present
    Wells Fargo Clearing Services, Llc
    Seattle, WA
  • 07/2021 → Present
    Wells Fargo Bank, Na
    Seattle, WA
  • 12/2016 → 06/2017
    Safeway
    Seattle, WA
  • 06/2017 → 06/2018
    Wells Fargo
    Seattle, WA
  • 06/2018 → 06/2019
    Wells Fargo
    Seattle, WA
  • 06/2019 → 07/2021
    Wells Fargo
    Seattle, WA
  • 06/2016 → 12/2016
    Unemployed
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-07
  • S66 Uniform Combined State Law Examination
    2022-01-07

View on SEC IAPD

Other Firms

KLAKNA GROUP LTD
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC
MADISON PARK CAPITAL ADVISORS, LLC
ETERNAL DIGITAL FUND LTD.
FREESTONE CAPITAL MANAGEMENT, LLC
CEDAR RIVER CAPITAL, LLC
ROBERT A. UNDERHILL P.C.
SITKA PACIFIC CAPITAL MANAGEMENT, LLC

Other Investors

JOHN DAVID ALBERG
JEFFREY ALAN MULLEN
CHRIS DARRYL FEATHERSTONE
WILLIAM LEE REECE
ANDREW JAMES BARFOOT
JONATHAN JACOB WITTLIN
MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

More in Seattle, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor