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Winston Kayfong Lee

Charles Schwab & Co., Inc.

Seattle, WA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-08-24
  • WA RA
    APPROVED
    Since 2022-08-24

Branch Locations

400 Westlake Ave N Suite 110, Seattle, WA 98109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Seattle WA 07/2021 05/2022
Wells Fargo Bank, Na Seattle WA 03/2019 05/2022
China Doll Restaurant Everett WA 06/2012 02/2017
University Of Washington Bothell WA 09/2012 06/2017
Unemployed Bothell WA 06/2017 03/2019
Edward Jones St. Louis MO 05/2022 07/2022
Charles Schwab & Co., Inc Seattle WA 08/2022 Present
Charles Schwab Bank, Ssb Seattle WA 08/2022 Present
  • 07/2021 → 05/2022
    Wells Fargo Clearing Services, Llc
    Seattle, WA
  • 03/2019 → 05/2022
    Wells Fargo Bank, Na
    Seattle, WA
  • 06/2012 → 02/2017
    China Doll Restaurant
    Everett, WA
  • 09/2012 → 06/2017
    University Of Washington
    Bothell, WA
  • 06/2017 → 03/2019
    Unemployed
    Bothell, WA
  • 05/2022 → 07/2022
    Edward Jones
    St. Louis, MO
  • 08/2022 → Present
    Charles Schwab & Co., Inc
    Seattle, WA
  • 08/2022 → Present
    Charles Schwab Bank, Ssb
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-08
  • S66 Uniform Combined State Law Examination
    2021-12-08
Other Names
  • Winston Lee

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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