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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Westminster | CO | 08/2021 | Present |
| W.J. Doyle | Durango | CO | 11/2018 | 06/2021 |
| Zumiez | Durango | CO | 09/2017 | 09/2018 |
| M&R Concrete | Commerce City | CO | 05/2017 | 08/2017 |
| Unemployed | Durango | CO | 08/2016 | 05/2017 |
1. 01/25/2022 - DoorDash - Not Investment Related - 1200 S Public Road - Outside/W-2 Employment - Delivery driver - Start Date: 01/13/2022 - 6 Hours Per Month/0 Hours During Securities Trading. 2. 06/14/2022 - Bighorn Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 07/19/2021 - 90 Hours Per Month/ 10 Hours During Securities Trading - Time Spent 60% - I provide financial planning and consulting services through Bighorn Wealth Management an independent investment firm. I started this business activity in 06/2022. I expect to spend 90 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 3. 02/05/2024 - Aflac - Inv Related - AT Reported Business Location(s) - Non-Variable Insurance - Started: 11/1/2023 - 1 Hr/mo During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-04 |
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