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Jennifer Lynn Novotny

Wells Fargo Clearing Services, LLC

Rapid City, SD

Sioux Falls, SD

CRD 4922500

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-06
SD RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2013-05-06
  • SD RA
    APPROVED
    Since 2011-01-03

Branch Locations

825 Saint Joseph St, Rapid City, SD 57701 • United States

6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Rapid City SD 08/2004 Present
Black Hills Symphony Orchestra Rapid City SD 09/1990 Present
Wells Fargo Advisors Llc Rapid City SD 01/2011 11/2016
Wells Fargo Clearing Services, Llc Rapid City SD 11/2016 Present
  • 08/2004 → Present
    Wells Fargo Bank
    Rapid City, SD
  • 09/1990 → Present
    Black Hills Symphony Orchestra
    Rapid City, SD
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Rapid City, SD
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Rapid City, SD
Previous Registrations
  • 2010-02-02 → 2011-01-03
    Wells Fargo Investments, Llc
    Rapid City, SD
    Rapid City, SD
    Sioux Falls, SD
    Rapid City, SD
  • 2005-11-18 → 2009-05-26
    Wells Fargo Investments, Llc
    Rapid City, SD
    Black Hawk, SD
    Rapid City, SD
    Rapid City, SD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-11
  • S66 Uniform Combined State Law Examination
    2005-11-11
Other Names
  • Jennifer Lynn Akers
  • Jennifer Lynn Dahme

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

CHRISTOPHER D MCSHERRY
DIANE MUREE CHAMBERLAIN
Barry D. Sykora

Nearby Offices

LPL FINANCIAL LLC · RAPID CITY, SD
EDWARD JONES · RAPID CITY, SD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Rapid City, SD

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